LAPT
London Academy of Professional Training
Master Certificate
Level 6-7
Leadership
ISO Management & Services
ISO 31000BNK — Risk Management in Finance
REF: MGT-BNK-31000BNK
Who Is It For
This certification is designed for senior managers and executives in the banking and finance industry who are responsible for risk management strategies. Candidates should have significant experience in leadership roles and require this certification to enhance their expertise in risk governance and decision-making.
Prerequisites
None
Awarding Body: LAPT — London Academy of Professional Training
Curriculum Overview
1
Monitoring and Review of Risk Management Practices
Fundamentals of Risk Management Monitoring
6 classes
1.1 Define Key Concepts in Risk Management Monitoring
1.2 Identify Essential Tools for Monitoring Risk Management Practices
1.3 Establish Indicators for Effective Risk Assessment
1.4 Analyze Case Studies of Successful Risk Management Monitoring
1.5 Develop a Risk Monitoring Framework for Your Organization
1.6 Evaluate and Revise Monitoring Strategies Based on Feedback
Key Performance Indicators for Risk Management
6 classes
2.1 Define Key Performance Indicators for Risk Management
2.2 Identify Relevant KPIs for Financial Risk Assessment
2.3 Analyze the Link Between KPIs and Organizational Objectives
2.4 Develop a KPI Monitoring Framework for Effective Risk Management
2.5 Evaluate the Effectiveness of Existing Risk Management KPIs
2.6 Implement Continuous Improvement Strategies for KPI Management
Tools and Techniques for Risk Assessment Reviews
6 classes
3.1 Identify Key Tools for Risk Assessment Reviews
3.2 Analyze Techniques for Effective Risk Identification
3.3 Evaluate Metrics for Measuring Risk Management Effectiveness
3.4 Apply Qualitative and Quantitative Assessment Methods
3.5 Compare Risk Assessment Frameworks for Best Practices
3.6 Develop a Risk Review Action Plan Based on Assessment Findings
Evaluating Risk Management Frameworks
6 classes
4.1 Define Key Components of Risk Management Frameworks
4.2 Assess the Effectiveness of Existing Risk Management Practices
4.3 Identify Indicators for Monitoring Risk Performance
4.4 Analyze Case Studies of Risk Management Framework Failures
4.5 Develop a Checklist for Continuous Improvement in Risk Management
4.6 Create a Presentation on Evaluating Risk Management Frameworks
Reporting and Communicating Risk Management Findings
6 classes
5.1 Identify Key Risk Management Findings for Reporting
5.2 Analyze Effective Communication Strategies for Risk Findings
5.3 Develop Customized Risk Management Reports for Stakeholders
5.4 Utilize Visual Aids to Enhance Risk Reporting Clarity
5.5 Evaluate the Impact of Risk Management Findings on Decision Making
5.6 Implement Feedback Mechanisms for Continuous Risk Management Improvement
2
Strategic Risk Decision-Making
Understanding Strategic Risk in Financial Decision-Making
6 classes
1.1 Define Strategic Risk in Financial Context
1.2 Identify Key Components of Risk in Financial Decision-Making
1.3 Analyze the Impact of Strategic Risks on Financial Performance
1.4 Explore Tools for Assessing Strategic Risk in Finance
1.5 Develop Strategies to Mitigate Strategic Risks in Financial Decisions
1.6 Apply Risk Management Frameworks to Real-World Financial Scenarios
Identifying and Assessing Strategic Risks in Banking
6 classes
2.1 Define Strategic Risks in Banking Context
2.2 Identify Common Sources of Strategic Risks
2.3 Analyze the Impact of Strategic Risks on Financial Institutions
2.4 Evaluate Tools for Assessing Strategic Risks
2.5 Develop a Risk Assessment Framework for Banking
2.6 Apply Risk Assessment Techniques to Real-World Banking Scenarios
The Role of Stakeholders in Strategic Risk Management
6 classes
3.1 Identify Key Stakeholders in Strategic Risk Management
3.2 Analyze Stakeholder Interests and Influence on Risks
3.3 Engage Stakeholders in Risk Identification Processes
3.4 Facilitate Collaborative Decision-Making with Stakeholders
3.5 Evaluate Stakeholder Feedback in Risk Strategy Implementation
3.6 Develop a Stakeholder Communication Plan for Risk Management
Integrating Risk Management into Strategic Planning Processes
6 classes
4.1 Define Key Concepts in Risk Management within Strategic Planning
4.2 Identify Stakeholders and Their Roles in Risk Management
4.3 Assess Internal and External Risks Affecting Strategic Objectives
4.4 Integrate Risk Assessment into Strategic Decision-Making Processes
4.5 Develop a Framework for Continuous Risk Monitoring and Review
4.6 Apply Risk Management Strategies to Real-World Strategic Scenarios
Evaluating and Mitigating Strategic Risks in Finance
6 classes
5.1 Identify Key Strategic Risks in Financial Contexts
5.2 Analyze Impact of Strategic Risks on Financial Objectives
5.3 Assess Probability and Severity of Identified Risks
5.4 Develop Risk Response Strategies for Financial Stability
5.5 Implement Mitigation Plans for Strategic Risk Management
5.6 Evaluate Effectiveness of Risk Mitigation Measures in Finance
3
Regulatory Compliance and Risk Governance
Foundations of Regulatory Compliance in Banking
6 classes
1.1 Define Key Concepts in Regulatory Compliance
1.2 Explore the Importance of Regulatory Frameworks in Banking
1.3 Identify Major Regulatory Bodies and Their Roles
1.4 Analyze the Impact of Non-Compliance on Financial Institutions
1.5 Discuss Strategies for Effective Risk Governance
1.6 Implement Best Practices for Regulatory Compliance in Banking
Understanding Risk Governance Structures
6 classes
2.1 Define Key Concepts in Risk Governance Structures
2.2 Identify Stakeholders in Risk Governance
2.3 Explore the Roles and Responsibilities of Risk Managers
2.4 Analyze Best Practices in Risk Governance Frameworks
2.5 Evaluate Compliance Needs in Risk Governance
2.6 Apply Risk Governance Structures to Real-World Scenarios
Identifying and Assessing Regulatory Risks
6 classes
3.1 Define Regulatory Risks in Financial Context
3.2 Explore Sources of Regulatory Risks in Finance
3.3 Analyze the Impact of Regulatory Risks on Financial Operations
3.4 Assess Existing Compliance Frameworks for Regulatory Risks
3.5 Develop Strategies for Identifying Regulatory Risks
3.6 Create an Action Plan for Ongoing Regulatory Risk Assessment
Implementing Effective Risk Management Strategies
6 classes
4.1 Identify Key Risk Factors in Financial Environments
4.2 Analyze the Impact of Regulatory Compliance on Risk Management
4.3 Develop a Risk Assessment Framework for Financial Institutions
4.4 Design Effective Risk Mitigation Strategies in Finance
4.5 Implement Monitoring Tools for Ongoing Risk Management
4.6 Evaluate the Success of Risk Management Strategies in Practice
Monitoring, Reporting, and Continuous Improvement in Compliance
6 classes
5.1 Identify Key Components of Compliance Monitoring Systems
5.2 Analyze Reporting Requirements for Regulatory Compliance
5.3 Develop Effective Risk Reporting Templates
5.4 Evaluate Compliance Monitoring Techniques and Tools
5.5 Implement Continuous Improvement Strategies in Compliance
5.6 Create an Action Plan for Enhancing Compliance Governance
4
Risk Management Frameworks
Fundamentals of Risk Management in Banking and Finance
6 classes
1.1 Define Key Concepts in Risk Management
1.2 Identify Types of Risks in Banking and Finance
1.3 Explore the Risk Management Framework Components
1.4 Analyze Risk Assessment Techniques Used in Finance
1.5 Develop Risk Mitigation Strategies for Financial Institutions
1.6 Evaluate Real-World Applications of Risk Management Frameworks
ISO 31000 Framework: Key Principles and Guidelines
6 classes
2.1 Understand the Core Principles of ISO 31000 Framework
2.2 Identify the Components of Risk Management Framework
2.3 Analyze the Risk Management Process Steps
2.4 Evaluate the Importance of Stakeholder Engagement in Risk Management
2.5 Apply ISO 31000 Guidelines to Real-World Scenarios
2.6 Develop a Risk Management Action Plan Using ISO 31000
Risk Assessment Techniques in Financial Settings
6 classes
3.1 Identify Key Risk Factors in Financial Settings
3.2 Analyze Historical Data for Risk Assessment
3.3 Evaluate Qualitative Risk Assessment Techniques
3.4 Implement Quantitative Risk Assessment Models
3.5 Compare Risk Assessment Techniques for Financial Decision-Making
3.6 Develop a Risk Assessment Framework for a Financial Project
Implementing Risk Management Strategies in Finance
6 classes
4.1 Assess Organizational Risk Exposure in Finance
4.2 Identify Risk Mitigation Strategies for Financial Processes
4.3 Develop a Risk Management Policy for Financial Operations
4.4 Implement Risk Monitoring Mechanisms in Finance
4.5 Evaluate the Effectiveness of Risk Management Strategies
4.6 Communicate Risk Management Practices to Stakeholders
Monitoring and Reviewing Risk Management Performance
6 classes
5.1 Define Key Performance Indicators for Risk Management
5.2 Identify Tools for Monitoring Risk Management Effectiveness
5.3 Analyze Historical Data to Evaluate Risk Management Outcomes
5.4 Implement Continuous Improvement Strategies in Risk Management
5.5 Review Stakeholder Feedback on Risk Management Practices
5.6 Develop a Risk Management Performance Reporting Framework
5
Risk Mitigation Strategies
Understanding Risk in Financial Contexts
6 classes
1.1 Define and Differentiate Types of Financial Risks
1.2 Analyze the Impact of Risk on Financial Performance
1.3 Identify and Evaluate Risk Mitigation Strategies
1.4 Assess the Role of Regulatory Frameworks in Risk Management
1.5 Develop a Risk Assessment Framework for Financial Decisions
1.6 Apply Mitigation Strategies to Real-world Financial Scenarios
Frameworks for Risk Assessment and Management
6 classes
2.1 Identify Key Risk Assessment Frameworks
2.2 Analyze the Components of Risk Management Models
2.3 Evaluate the Role of Stakeholders in Risk Mitigation
2.4 Implement Effective Risk Assessment Techniques
2.5 Develop Tailored Risk Management Plans
2.6 Monitor and Review Risk Management Effectiveness
Identifying and Evaluating Potential Risks
6 classes
3.1 Identify Key Financial Risks in Your Organization
3.2 Analyze the Impact of Identified Risks on Operations
3.3 Evaluate the Likelihood of Financial Risks Occurring
3.4 Categorize Risks by Severity and Urgency
3.5 Develop Risk Assessment Tools for Ongoing Monitoring
3.6 Create a Risk Evaluation Report for Stakeholder Review
Developing Effective Risk Mitigation Strategies
6 classes
4.1 Identify Key Risks in Financial Operations
4.2 Analyze Risk Impact and Likelihood
4.3 Develop Targeted Risk Mitigation Techniques
4.4 Create an Effective Risk Mitigation Plan
4.5 Implement Mitigation Strategies in Real Scenarios
4.6 Monitor and Review Risk Mitigation Effectiveness
Implementing and Monitoring Risk Mitigation Actions
6 classes
5.1 Identify Key Risk Mitigation Strategies in Finance
5.2 Develop an Action Plan for Risk Mitigation Implementation
5.3 Assign Responsibilities for Risk Mitigation Actions
5.4 Establish Metrics for Monitoring Risk Mitigation Effectiveness
5.5 Utilize Tools for Tracking Risk Mitigation Progress
5.6 Review and Adapt Risk Mitigation Strategies Based on Results
6
Risk Identification and Analysis
Fundamentals of Risk Identification in Banking
6 classes
1.1 Define Key Concepts in Risk Identification
1.2 Explore Common Types of Risks in Banking
1.3 Analyze the Risk Identification Process
1.4 Examine Tools and Techniques for Risk Identification
1.5 Case Study: Assessing Real-World Risk Scenarios
1.6 Develop a Risk Identification Framework for Banking
Qualitative Risk Assessment Techniques
6 classes
2.1 Explore the Fundamentals of Qualitative Risk Assessment
2.2 Identify Key Qualitative Risk Assessment Techniques
2.3 Analyze Stakeholder Influence on Risk Perception
2.4 Apply Brainstorming Techniques for Risk Identification
2.5 Conduct a SWOT Analysis to Evaluate Risks
2.6 Develop a Risk Assessment Matrix for Prioritization
Quantitative Risk Measurement Tools
6 classes
3.1 Define Quantitative Risk Measurement Concepts
3.2 Explore Key Quantitative Risk Metrics
3.3 Apply Statistical Methods for Risk Analysis
3.4 Analyze Sensitivity and Scenario Analysis Techniques
3.5 Evaluate the Use of Value at Risk (VaR) in Finance
3.6 Implement Stress Testing for Risk Management
Scenario Analysis for Risk Identification
6 classes
4.1 Understand the Importance of Scenario Analysis in Risk Management
4.2 Identify Key Variables Impacting Financial Risks
4.3 Develop Effective Scenario Frameworks for Risk Assessment
4.4 Create Realistic Scenarios Based on Historical Data
4.5 Evaluate Potential Outcomes and Impacts of Scenarios
4.6 Apply Scenario Analysis to Inform Risk Mitigation Strategies
Integrating Risk Information into Decision-Making
6 classes
5.1 Identify Key Risk Information Sources for Decision-Making
5.2 Analyze the Impact of Risk on Financial Decisions
5.3 Evaluate Risk Tolerance Levels in Financial Strategies
5.4 Develop Risk Assessment Models for Effective Decision-Making
5.5 Integrate Risk Insights into Strategic Financial Planning
5.6 Communicate Risk Information to Stakeholders for Informed Decisions
Assessment Breakdown
50%
Theory
35%
Practical
15%
Project
Passing Mark: 325 / 500 (65%)
Methods: Written Examination, Practical Assignment, Portfolio Assessment
How to Enrol
Website: lapt.org
Email: info@lapt.org
Phone: +44 7513 283044
Address: 85 Great Portland Street, W1W 7LT, United Kingdom
Hours: Monday – Friday, 9AM – 5PM